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Syren Johnstone

The Department of Law

Executive Director, LLM Compliance & Regulation Programme
BA (Hons), MSc (Oxf.), MA (Law) (Lond.) 
Solicitor (England & Wales and Hong Kong)


Biography

Following private practice with Linklaters (London, Tokyo and Hong Kong), and in Tokyo with Mori Hamada & Matsumoto, Syren undertook senior management roles including as Regional Head (Asia) of Legal & Compliance at Banco Santander, and Regional Head (Asia) of Transaction Management with Société Générale where he was licensed with the Securities and Futures Commission of Hong Kong (SFC) as responsible officer for Equity Corporate Finance and as a Principal with The Stock Exchange of Hong Kong.

He is a Fellow of the Asian Institute of International Financial Law, a Member of the Fintech Advisory Group of the SFC, and a Consultant and Examiner to the Hong Kong Securities and Investment Institute (HKSI) for the Licensing Examinations for securities and futures intermediaries, the industry benchmark examination recognized by the SFC.

As an educator at HKU he directs the Master of Laws in Compliance & Regulation Programme and teaches courses covering securities regulation, listed companies and industry compliance issues, the impact of new financial technologies, as well as corporate finance including mergers & acquisitions.

He has published widely in recognized academic journals and co-authored “Financial Markets in Hong Kong: Law and Practice” published by Oxford University Press (2ed 2016), regarded as a cornerstone publication in this field. His academic works have been referenced in Hong Kong’s Legislative Council and the Court of Appeal.

Specialized areas: regulation of the securities industry, financial services law, listed companies, compliance processes, corporate finance, mergers and acquisitions, Fintech, joint ventures.


more details

Journal articles

Books and book chapters

Monographs and other papers

Manuals written and kept updated for the Hong Kong Securities and Investment Institute

Summary of scientific publications